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Financial Secretary
Results: 3820

#	Item
891	February 11, 2015 By Electronic Mail ([removed]) Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 10:24:46 Securities Financial markets Stock market Financial regulation Depository Trust & Clearing Corporation T+3 Dodd–Frank Wall Street Reform and Consumer Protection Act Settlement Futures contract Financial economics Finance Financial system
892	July 8, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 15:03:36 Financial system Financial markets United States Securities and Exchange Commission United States securities law 73rd United States Congress Alternative Trading Systems Securities Industry and Financial Markets Association Securities Exchange Act U.S. Securities and Exchange Commission Financial economics Investment Stock market
893	NVSE EURONEXT Janet McGinnen EVP & Corporate Secretary General Counsel, NYSE Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-27 14:12:11 Financial economics Stock market Finance Investment Securities Exchange Act New York Stock Exchange Futures contract Security SEC filing United States securities law United States Securities and Exchange Commission 73rd United States Congress
894	March 2, 2015 Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 11:46:21 Stock market Business 73rd United States Congress United States securities law Investment Regulation D Security Securities Exchange Act U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics Finance
895	May 10, 2013 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-13 14:06:43 Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Direct Edge International Securities Exchange Chicago Stock Exchange NASDAQ NYSE Arca OMX Economy of the United States Self-regulatory organizations United States securities law
896	BOARD SOLUTIONS THOMSON REUTERS ACCELUS™ BOARD SOLUTIONS 1 Add to Reading List Source URL: accelus.thomsonreuters.com Language: English - Date: 2015-01-20 11:51:41 Computing Financial data vendors Input/output Thomson Reuters IPad IPhone Board portal Company secretary Corporate governance Apple Inc. IOS ITunes
897	February 19, 2015 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 15:04:11 Stock market Options Clearing Corporation Dividend Short Stock Chicago Board Options Exchange Futures contract Financial economics Finance Financial system
898	Brent J. Fields, Secretary Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed]Re: Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act (RIN 323 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-02 11:58:13 Independent Community Bankers of America Economy of the United States Bank holding company Finance Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Banking Community bank U.S. Securities and Exchange Commission
899	December 3, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 10:48:07 Financial services Bear Stearns Prime brokerage Structured investment vehicle Hedge fund Collective investment scheme Nuveen Investments Securitization Separately managed account Financial economics Investment Finance
900	October 30, 2013 Ms. Elizabeth Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-30 17:35:41 Financial services Institutional investors Financial markets Hedge fund Investment management Mutual fund Financial adviser Private equity Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance

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